Forge Results Presentation Deck slide image

Forge Results Presentation Deck

Forge Global Holdings, Inc. - Financial Information, Key and Other Business Metrics (Unaudited) KEY BUSINESS METRICS ($ in 000s unless otherwise stated) (2) Trading Business Placement fee revenues, less transaction-based expenses LTM Number of trades LTM Number of trades - Period Transaction volume (SB) - LTM Transaction volume (SB) - Period Net take rate - LTM Net take rate - Period Custody Business Total custodial accounts (3) Assets under custody (SB) (3) OTHER BUSINESS METRICS (2) Distinct private companies transacted in LTM Distinct private companies transacted in Period $ $ $ $ Q4'21 104,689 $ 4,890 984 3.18 $ 0.83 $ 3.3% 2.9% 2,124,677 14.3 $ 217 108 Q1'22 92,609 3,972 596 2.84 0.42 3.3% 3.5% $ 222 115 $ $ 2,228,101 14.9 $ Q2'22 476 689 $ 72,052 $ 3,232 630 2.26 0.33 3.2% 3.2% 1,739,838 $ $ 15.3 $ 196 90 Q3'22 57,834 $ 2,636 426 1.81 0.23 3.2% 3.6% 1,811,774 $ $ 15.0 $ 191 77 Q4'22 40,182 $ 2,184 532 1.22 $ 0.25 $ 3.3% 2.8% 1,871,146 14.9 $ 191 76 436 635 $ Q1'23 (4) Number of distinct companies in whose shares at least one buy or sell IOI, or indication of interest, was created in this period. (5) Custodial cash represents amounts on deposit with financial institutions for the benefit of the Company's custodial accounts. 30,342 1,894 306 0.93 0.13 3.3% 3.6% $ 163 60 $ $ 1,937,248 14.8 $ Q2'23 25,209 1,712 448 0.75 0.15 3.3% 3.7% $ 148 75 $ $ 1,970,617 15.3 $ Q3'23 486 550 $ 24,203 1,853 567 0.76 0.23 3.2% 3.0% 2,023,756 154 82 $ 15.1 $ $ $ 502 518 2020 48,864 3,448 3,448 1.86 $ 1.86 $ 2.6% 2.6% $ 1.574,211 13.3 $ 2021 104,689 $ 4,890 4,890 Total number of issuers with 10ls (4) Custodial cash balance ($MM) (5) 435 687 $ 463 680 $ 478 685 $ 492 574 $ $ (2) Key business metrics and other business metrics as of and for the full year and quarterly periods of 2021, 2022, and 2023, respectively, are based on actual results of operations; key business metrics and other business metrics presented as of and for the year ended December 31, 2020 and for last-twelve-months (LTM) periods through the third quarter of 2021 are prepared on a pro-forma basis, which combines the metrics from Forge and SharesPost's brokerage businesses as if the SharesPost acquisition had occurred at the beginning of the fiscal year 2020. (3) Represents end of period value. Includes both CaaS and Alt IRA accounts. 3.18 $ 3.18 S 3.3% 3.3% 2,124,677 14.3 $ 2022 40,182 2,184 2,184 1.22 1.22 Forge 3.3% 3.3% 1,871,146 14.9 01 5
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