Forge SPAC Presentation Deck
Risk Factors (4/12)
18. We conduct our brokerage and other business operations through subsidiaries and may in the future
rely on dividends from our subsidiaries for a substantial amount of our cash flows.
19. Certain of our issuer customers may not agree to our data policies, which could impact our data
services business.
20.Fluctuations in interest rates could impact our business.
21. Our reported financial results may be adversely affected by changes in accounting principles
generally accepted in the United States.
22.Any failure by us to maintain effective internal controls over financial reporting could have an adverse
effect on our business, financial condition and results of operations.
23.If our goodwill, or other intangible assets, or fixed assets become impaired, we may be required to
record a charge to our earnings.
24.Our business is subject to extensive laws and regulations promulgated by U.S. state, U.S. federal and
non-U.S. laws, including those applicable to broker-dealers, investment advisers, and alternative
trading systems, in the jurisdictions in which we operate. Compliance with laws and regulations
require significant expense and devotion of resources, which may adversely affect our ability to
operate profitably.
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