UBS ESG Presentation Deck

Sustainable finance approach and offering Investment approaches UBS's definition of sustainable investments Sustainability focus Target market-rate investment returns Have explicit sustainable intentions or objectives that drive the strategy Underlying investments may contribute to positive sustainability outcomes through products, services and / or proceeds Impact investing Target market-rate investment returns Have explicit intentions to generate measurable, verifiable, positive sustainability outcomes Impact attributable to investor action and / or contribution Expanding offering for clients in 2021 Over USD 30bn invested in discretionary offerings aligned to our SI Strategic Asset Allocation USD 11.6bn directed to SDG-related impact investments, above our commitment of USD 5bn GWM clients invested USD 650m (over 75% of the fund) in MPM Capital's Oncology Impact Fund 2, an impact investing initiative aimed at developing innovative treatments for cancer Supported clients in 103 green, social, sustainability or sustainability-linked bond transactions Expanded Vitainvest Sustainable offering with launch of passive fund range UBS AM's Climate Aware strategies reached USD 23.4bn UBS Manage SI represented almost 70% of Personal Banking's mandate sales Sustainable investments make up 47% of total custody assets in Personal Banking after repositioning funds into UBS Strategy Funds Sustainable and incorporating sustainability throughout the entire investment process Partnered with Robeco to develop and launch its Engagement Equities Fund focused on UN's SDGs Launched UBS Collectives - a philanthropy initiative to help clients address critical global issues UBS 1 Sustainability focus and Impact investing; sustainability focus is strategies where sustainability is an explicit part of the investment guidelines, universe, selection, and/or investment process; Impact investing is strategies where the intention is to generate measurable environmental and social impact alongside financial return 7

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