OppFi SPAC Presentation Deck

23 Protected by Bank Level Compliance Infrastructure Integrated framework designed around three layers of defense >> O A Ownership All business units are responsible for identifying and managing risks Challenge Compliance Program • Complaint Handling • Training • Monitoring • Issues Management • Advisory . Policies Risk & Controls • Risk Assessments . • BSA/KYC/OFAC Checks Vendor . Suspicious Activity Monitoring Governance • Change Management • Compliance Committee • Fair Lending, New Initiatives, . Social Responsibility Committee Legal . . Regulatory Updates Government Relations Assurance • Fair Lending, BSA/AML, Compliance and TILA reviewed by external firms • Examined by State Licensing Agencies • Participates in FDIC examinations of Bank Partners Audited quarterly by Bank Partners 50+ OppFi employees dedicated to compliance activities OppFi"

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