Nepc Private Markets Investment Due Diligence Report slide image

Nepc Private Markets Investment Due Diligence Report

Penwood Select Industrial Partners VII NON-CORE REAL ESTATE APPENDIX: ESG INTEGRATION EVALUATION Firm Fund Strategy Type Diverse-Owned Firm General Fund Information Penwood Real Estate Investment Management ("Penwood" or the "Firm") Penwood Select Industrial Partners VII ("Fund VII" or the "Fund" INE PC Non-Core Real Estate No ESG Rating ESG 3 ESG Ratings are on a scale of 1 through 5, with 1 indicating a best-in-class approach and 5 indicating no integration. Analyst Opinion Penwood has acknowledged the existence of ESG factors within real estate and the Firm has taken steps to integrate the assessment of these factors into its investment process. The Firm has had an established ESG policy and requires ESG analysis in all investment memos. The oversight from the Sustainability Committee and Risk Committee seem to provide sufficient oversight of the use of ESG policies and analysis. The Firm actively sets ESG related goals and achievements as they look to integrate further. Firm-Level Commitment Resources Engagement Policies Overview Integration Process Resources Evaluation Criteria and Commentary Firm-Level Penwood has an ESG policy that has been in place since 2019 and was recently revised in 2022. The purpose of the policy is to define the Firm's stance on ESG and provide guidelines to its employees to integrate ESG into decision making. Penwood issues an annual Sustainability Report which describes the Firm's ESG achievements from the prior year. The Firm currently is not a signatory of any ESG related organizations. The Firm does not have a dedicated ESG professional but does have a Sustainability Committee that establishes near- and long-term ESG initiatives and goals. Penwood has stated that it will sponsor any employee interesting in obtaining sustainability-related certifications. The Firm holds an annual company-wide sustainability policy review with each employee signing an acknowledgement statement. Penwood's ESG policy is also a tool to any partner of Penwood to show how the Firm integrates ESG in its decision- making process. Strategy-Level Penwood has identified that ESG factors have a role in decision making and can affect returns. The Firm incorporates these factors into their investment process and is overseen by the Firm's Risk Committee. Penwood requires that all investment committee memos include analysis of ESG factors and mitigation plans. The markets that Penwood operates in require certain building and environmental standards that must be adhered to. Penwood investment professionals have the ability to leverage the Sustainability Committee and Risk Committee when assessing ESG factors during investment due diligence. In addition to municipality environmental standards, Penwood utilizes the Department of Energy's Energy Asset Scoring system for all new acquisitions. This scoring system allows the Firm to track the standard of the building at entry and exit. CONFIDENTIAL INFORMATION - FOR NEPC CLIENT USE ONLY | 10
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