AlTi SPAC Presentation Deck
AITI Risk factors
ALVARIUM TIEDEMANN CAPITAL
The risk factors below have been prepared solely for purposes of the proposed private placement (the "Private Placement") of common equity of Cartesian Growth Corporation in connection with the proposed business combination (the "Business Combination") among Cartesian Growth
Corporation ("CGC"), Rook MS LLC, a Delaware limited liability company, Tiedemann Wealth Management Holdings, LLC, a Delaware limited liability company ("Tiedemann"), TIG Trinity GP, LLC, a Delaware limited liability company ("TIG GP"), TIG Trinity Management, LLC ("TIG MGMT"),
Delaware limited liability company, Alvarium Investments Limited, an glish private limited company ("Alvarium" and, collectively with Tiedemann, TIG GP and TIG MGMT, the "Targets"), and Alvarium Tiedemann Capital, LLC, a Delaware limited liability company (collectively the "Parties").
All references to "the Company" refer to the business of Alvarium Tiedemann Holdings, Inc., and its consolidated subsidiaries; a combined entity resulting from the Business Combination. The risks presented below are certain of the general risks related to the business of the Company, the
Private Placement and the Business Combination, and are not exhaustive. The risks described below are qualified in their entirety by disclosures contained in future documents filed or furnished by the Company, CGC or their respective affiliates, with the U.S. Securities and Exchange
Commission ("SEC"), including the documents filed or furnished in connection with the Business Combination. The risks presented in such filings will be consistent with those that would be required for a public company in its SEC filings, including with respect to the business and securities of
the Company and the Business Combination, and may differ significantly from, and be more extensive than, those presented below. Investing in CGC's securities (the "Securities") being offered in this Private Placement involves a high degree of risk. You should carefully consider these risks
and uncertainties, together with the information in the Company's consolidated financial statements and related notes, and should carry out your own due diligence and consult with your own financial and legal advisors concerning the risks and suitability of an investment in the Private
Placement, before making an investment decision. There are many risks that could affect the business and results of operations of the Company, many of which are beyond its control. If any of these risks or uncertainties occurs, the Company's business, financial condition, and/or operating
results could be materially and adversely harmed. Additional risks and uncertainties not currently known or those currently viewed to be immaterial may also materially and adversely affect the Company's business, financial condition and/or operating results. If any of these risks or
uncertainties actually occurs, the value of the Company's Securities may decline, and any investor in the Private Placement may lose all or part of its investment:
Risks Related to the Company
The Company's revenues are derived from fees correlated to the amount of assets under management and assets under advisement that it has and the performance of its investment strategies and/or products (collectively, "Investments"). Poor performance of the Company's Investments in
the future, terminations of significant client relationships, or the exercise of any rights that external strategic managers may have to repurchase their interests, could have a materially adverse impact on its revenues, and, consequently, the returns of the Securities.
The Company's investment management activities may involve investments in relatively high-risk, illiquid assets, and it may fail to realize any profits from these activities for a considerable period of time. In addition, valuation methodologies for these and other assets may be significantly
subjective, and the values of assets established pursuant to such methodologies may never be realized, which could result in reduced revenue to the Company.
The forecasts of market growth and other projections included in this presentation may prove to be inaccurate, and even if the markets in which the Company competes achieve the forecasted growth, it cannot be assured that the Company's business will grow at a similar rate, if at all.
If the Company does not compete effectively, its business could be adversely impacted.
The Company is subject to extensive government regulation, and the Company's failure or inability to comply with these regulations or regulatory action against it could adversely affect the Company's results of operations, financial condition, or business.
Changes to the laws or regulations applicable to the Company could adversely affect the Company's results of operations, financial condition, or business.
The Company is subject to litigation and regulatory examinations and investigations.
Failure to properly disclose conflicts of interest could harm the Company's reputation, results of operations, financial condition, or business.
The Company may expand its business and may enter into new lines of business or geographic markets, which may result in additional risks and uncertainties and place significant demands on its administrative, operational and financial resources. There can be no assurance that the
Company will be able to successfully manage this growth.
The Company may be subject to increasing scrutiny from its clients with respect to the societal and environmental impact of investments it makes, which may adversely impact its ability to retain clients or to grow its client base and assets under management or assets under advisement, and
also may cause the Company to more likely invest client capital based on societal and environmental factors instead of investing client capital in the most compelling investment opportunities (i.e., those with the highest return potential for a particular level of risk).
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