Statement of Financial Condition

Assets Cash and cash equivalents Cash and securities segregated and on deposit for federal and other regulations Collateralized agreements: Securities borrowed Securities purchased under agreements to resell (Includes $170,045 at fair value) Securities received as collateral, at fair value Receivables from brokers, dealers and clearing organizations Receivables from customers UBS Securities LLC Statement of Financial Condition December 31, 2021 (In Thousands) Financial instruments owned, at fair value ancial instruments, pledged as collateral, at fair value Total financial instruments, at fair value Financial assets designated at fair value Dividends and interest receivable Deferred tax asset Other assets Liabilities and members' equity Short-term borrowings Collateralized agreements: Securities loaned Securities sold under agreements to repurchase (Includes $100,465 at fair value) Obligation to return securities received as collateral, at fair value Payables to brokers, dealers and clearing organizations Payables to customers Financial instruments sold, not yet purchased, at fair value Financial liabilities designated at fair value Dividends and interest payable Other liabilities and accrued expenses Subordinated borrowings Members' equity See accompanying notes. $ 6,808,687 2,306,577 A $ 227,369 $ 5,901,475 12,631,841 15,402,219 707,432 3,723,557 614,674 9,115,264 1,623,275 126,582 389,986 868,146 51,331,820 $ 10,815,324 5,300,151 7,667,654 707,432 2,739,921 2,391,489 4,116,941 6,882,599 150,282 1,619,891 42,391,684 4,875,000 4,065,136 51,331,820 2

View entire presentation