Advent Capital Balanced Strategy Update slide image

Advent Capital Balanced Strategy Update

BALANCED STRATEGY PERFORMANCE Balanced Strategy: Participate in the Upside, Protect on the Downside 2020 2019 2018 2017 2016 2015 2014 2013 2012 2011 2010 2009 2008 2007 2006 2005 2004 2003 2002 2001 2000 1999 1998 1997 1996 1995 Annual Returns Balanced Composite (Gross) 13.52% 23.23% -1.70% 13.97% 7.26% -1.58% 7.90% 23.47% 13.70% -4.08% 19.71% 42.38% -31.72% 8.74% 11.45% 3.44% 6.08% 26.34% -9.63% -6.57% 10.51% 27.96% 12.57% 23.58% 19.38% 7.67% S&P 500 2.38% 31.49% -4.38% 21.83% 11.96% 1.38% 13.69% 32.39% 16.00% 2.11% 15.06% 26.46% -37.00% 5.49% 15.79% 4.91% 10.88% 28.68% -22.10% -11.89% -9.10% 21.04% 28.58% 33.36% 22.96% 6.02% Market Capture Balanced Composite (Gross) 567.0% 73.8% 38.7% 64.0% 60.7% N/A 57.7% 72.5% 85.6% N/A 130.8% 160.1% 85.7% 159.0% 72.5% 70.1% 55.9% 91.8% 43.6% 55.3% N/A 132.9% 44.0% 70.7% 84.4% 127.4% Summary: Sum of Up Year Returns Sum of Down Year Returns ADVENT CAPITAL MANAGEMENT, LLC Market Upside Capture Market Downside Capture Balanced Composite (Gross) 306.67% -39.11% 87% 46% S&P 500 352.49% -84.47% Advent's Balanced Strategy seeks to enhance the positive asymmetric nature of convertibles, historically participating in 87% of the upside while protecting on the downside (46%). The Balanced Composite represents the Balanced Convertible Institutional Composite. Performance data from October 1, 1995 through July 31, 2020 for the Balanced Composite and the S&P 500 Index. Returns presented on a gross basis are substantially higher than returns presented on a net basis because gross returns do not reflect the deduction of investment advisory fees and other expenses that would be incurred by a client. Investment advisory fees have a compounding effect in reducing the value of a client portfolio over time. Past performance is not a guarantee of future results. Please see the "Disclosures" section at the end of this presentation. 22
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