Investor Presentaiton
Further information
Information available on SFC's website:
https://www.sfc.hk/web/EN/regulatory-functions/products/
About the SFC
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Y
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trading
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List of publicly offered
investment products
List of registered open-
ended fund companies
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conclusions
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Enforcement
Home Regulatory functions ▸ Investment products
Investment products
Publicly offered investment products
SFC authorisation involves the review of offering documents, and in some cases the
structural features of a particular product, to determine if certain impartial benchmarks
are met and the required information is disclosed.
Open-ended fund companies (OFCs) are subject to SFC registration. The SFC reviews
the relevant constitutive documents to determine if the OFC meets the applicable legal
and regulatory requirements.
SFC authorisation or registration does not mean the product is suitable for you or any
particular investor. The intermediary who sells the product to you has a duty, under the
Code of Conduct¹ and guidelines administered by the SFC, to explain to you the nature
and risks of the product and why it is suitable for you given your personal
circumstances.
List of investment products:
1. Closed-End Funds
2. Exchange Traded Funds
3. Leveraged and Inverse Products
4. Investment-Linked Assurance Schemes (ILAS)
5. Mandatory Provident Funds
6. Paper Gold Schemes
7. Pooled Retirement Funds
8. Real Estate Investment Trusts
9. Structured Investment Products
10 Unit Trusts & Mutual Funds
11. Open-Ended Fund Companies
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SFC
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