Investor Presentaiton
Further information
Revised information checklist reflecting the changes in internal
control requirements for custodian
SECURITIES AND
FUTURES COMMISSION
證券及期貨事務監察委員會
About the SFC
Regulatory functions
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✓ Investment products
Home Forms Investment products ▸ Investment products: Forms & checklists
Investment products: Forms & checklists
> Unit Trusts and Mutual Funds
> Schemes under Mutual Recognition Arrangements
> Mandatory Provident Fund Products and Pooled Retirement Funds
> Investment-Linked Assurance Schemes
> Unlisted Structured Investment Products
> Real Estate Investment Trusts
Private Open-ended Fund Companies
Item
Name of the forms and checklists
Forms and
checklists
PDF
MS
Word
1
Application Form for Registration of a Private Open-ended
Fund Company or Establishment of a Privately Offered
Sub-fund of an Open-ended Fund Company
Download
Download
2
Information Checklist for Application for Registration of a
Private Open-ended Fund Company or Establishment of a
Privately offered Sub-fund of an Open-ended Fund
Company
Download
Download
3
Application Form for Approval of Appointment of Director,
Custodian or Investment Manager of an Open-ended Fund
Company
Download
Download
SFC
證監會
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