2014 Financial and Corporate Responsibility Report
Society
Indicator
SO4
Communication and
training on
anticorruption
policies and
procedures
SO5
Confirmed incidents
of corruption and
actions takens
Content
Number of business partners
and associates who have
been informed about the
Company's policies and
procedures, in addition to
corruption-fighting training
Associate incidents. Number
of confirmed corruption cases
resulting in either warnings or
layoffs of associates
Supplier events; number of
confirmed cases resulting in
termination or not renewing
agreements with business
related violations
partners due to corruption-
Measures taken as a result of
an incident.
Lawsuits against the
company or any of its
associates and the outcome.
2013 Mexico
2013 CAM
As an integral part of Walmart Anticorruption Program, classroom training courses
and workshops were delivered to 9,694 associates in areas of major interaction with
the program and with third-party intermediaries. The on-line version of the
anticorruption training course was launched this year reaching 11,050 associates.
Currently, Walmart is going through an investigation on alleged violations to the
FCPA (Foreign Corrupt Practices Act). For further information visit the following
sites:
http://www.walmartmexico.com.mx/descargas/walmex-2do-trim-2012-nota1.pdf
http://news.walmart.com/news-archive/2013/01/10/walmart-statement-in-
response-to-jan-10-letter-from-congressman-waxman-congressman-cummings
http://news.walmart.com/news-archive/2012/12/17/walmart-statement-in-
response-to-new-york-times-article-about-allegations-of-corruption-in-mexico
http://news.walmart.com/news-archive/2012/04/24/updated-walmart-statement-in-
response-to-recent-new-york-times-article-about-compliance-with-the-us-foreign-
corrupt-practices-act
http://news.walmart.com/news-archive/2012/04/21/walmart-statement-in-
response-to-recent-new-york-times-article-about-compliance-with-the-us-foreign-
corrupt-
2014 Mexico
2014 CAM
As an integral part of the Walmex Anticorruption Program, 23,096 associates
participated in courses and workshops. Also 773 suppliers were trained.
In order to encourage identification and resolution of integrity-related matters and
other highly relevant risks, Walmex has established global escalation and
investigation procedures to identify specific categories of cases or events that must
be reported to the Global Ethics Office in Bentonville. In addition a global Hot line
has been operating for some years now, making sure that every Walmex associate is
able to report any integrity-related issue. Currently Walmex is under investigation
due to alledged violations to the US FCPA for further information visit: http://www.
walmartmexico.com.mx/descargas/walmex-2do-trim-2012-nota1.pdf
http://news.walmart.com/news-archive/2013/01/10/walmart-statement-in-response-to-jan-
10-letter-from-congressman-waxman-congressman-cummings
http://news.walmart.com/news-archive/2012/12/17/walmart-statement-in-response-to-
new-york-times-article-about-allegations-of-corruption-in-mexico
http://news.walmart.com/news-archive/2012/04/24/updated-walmart-statement-in-
response-to-recent-new-york-times-article-about-compliance-with-the-us-foreign-corrupt-
response-to-recent-new-york-times-article-about-compliance-with-the-us-foreign-corrupt-
practices-act, http://news.walmart.com/news-archive/2012/04/21/walmart-statement-in-
SO6
Total value of political
contributions by
country and recipient/
beneficiary
S07
Total number of legal
actions for
anti-competitive
behavior, anti-trust,
and monopoly
practices and their
outcomes
Monetary value of
economical, political and
in-kind donations, made
directly or indirectly by the
Company
Pending or settled lawsuits,
initiated as a result of
competition behavior or
legislation breaches against
free competition and
monopolistic practices, where
participation of the company
was proved.
Main results of such
allegations, including
sentences and adopted
No contributions to political parties or related institutions were reported.
No anti-trust or unfair trade activities have been incurred.
measures.
2014 Financial and
Corporate Responsibility Report
NA
No ongoing trials (pending to be settled)
nor settled ones during 2014 against the
company for monopolistic nor unfair
competition practices. There is only one
criminal proceeding pending resolution
(DIBOYCO/CSU) which is in the last
procedural stage concerning related
monopolistic practices. Such proceeding
did not starat in 2014 (it started in 2001
at an administrative stage).
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