Investor Presentaiton
QFII/RQFII Application Requirement
Foreign investors intending to enter China securities market must meet certain qualifications for getting the approval from
CSRC and SAFE.
QFII
Years of Business
Experience
Net Asset
Assets under Management
Other Requirement
Fund Management Company, Insurance
Companies and Other Institutional
2+
Investors*
Securities Firms
N/A
No less than
N/A
USD 500 million
5+
No less than USD 0.5
billion
No less than
N/A
USD 5 billion
N/A
No less than
USD 5billion
Tier 1 capital not less than
USD 300 million
Commercial Banks
10+
MOU
RQFII
Between CSRC and Applicant's financial regulator
Application Requirement
Subsidiaries of PRC fund management
companies, securities companies,
domestic commercial banks, insurance
companies
Other institutions possess asset
management license from the relevant
regulators
Based in Hong Kong/UK/Singapore/France/Korea/Germany/Qatar/Canada/Australia/Switzerland/Luxemburg/Chile/Hungary
/Malaysia, UAE, Thailand and the US
registered and mainly operated in Hong Kong/UK/Singapore/France/Korea/Germany/Qatar/Canada/Australia/ Switzerland/
Luxemburg/Chile/Hungary/Malaysia/UAE/Thailand/US
*Other Institutional Investors include pension funds, charity funds, donation funds, trust companies, government investment management companies etc.
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