Meritor Acquisition and 2022 Financial Results slide image

Meritor Acquisition and 2022 Financial Results

Table of Contents The fair value of each option grant was estimated on the grant date using the Black-Scholes option pricing model with the following assumptions: 2022 2021 2020 Expected life (years) Risk-free interest rate Expected volatility 6 6 6 2.32 % 1.15% 28.40% Dividend yield 2.85 % 28.68 % 2.95% 0.62 % 27.05 % 2.88 % Expected life-The expected life of employee stock options represents the weighted-average period the stock options are expected to remain outstanding based upon our historical data. Risk-free interest rate-The risk-free interest rate assumption is based upon the observed U.S. treasury security rate appropriate for the expected life of our employee stock options. Expected volatility-The expected volatility assumption is based upon the weighted-average historical daily price changes of our common stock over the most recent period equal to the expected option life of the grant, adjusted for activity which is not expected to occur in the future. Dividend yield-The dividend yield assumption is based on our history and expectation of dividend payouts. NOTE 21. EARNINGS PER COMMON SHARE ATTRIBUTABLE TO CUMMINS INC. We calculate basic earnings per share (EPS) of common stock by dividing net income attributable to Cummins Inc. by the weighted-average number of common shares outstanding for the period. The calculation of diluted EPS assumes the issuance of common stock for all potentially dilutive share equivalents outstanding. We excluded shares of common stock held in the Employee Benefits Trust (EBT) from the calculation of the weighted-average common shares outstanding until those shares are distributed from the EBT to the Retirement Savings Plan. The EBT was fully depleted at December 31, 2021. Following are the computations for basic and diluted earnings per share: In millions, except per share amounts Net income attributable to Cummins Inc. Weighted-average common shares outstanding Basic Dilutive effect of stock compensation awards Diluted Earnings per common share attributable to Cummins Inc. Basic Diluted Years ended December 31, 2022 2021 2020 2,151 $ 2,131 $ 1,789 141.5 0.8 144.6 142.3 1.3 145.9 148.2 0.8 149.0 15.20 15.12 $ 14.74 $ 14.61 12.07 12.01 The weighted-average diluted common shares outstanding exclude the anti-dilutive effect of certain stock options.The options excluded from diluted earnings per share were as follows: Options excluded 117 2022 20,595 Years ended December 31, 2021 2020 6,463 645,334
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