Investor Presentaiton slide image

Investor Presentaiton

LPL Overview Mission We take care of our advisors so they can take care of their clients Key Markets and Services $1.0T+ Client Assets: • Advisory: $543B Brokerage: $496B 21,000+ Advisors: • Independent Advisors: 11,800+ • Independent RIA: 5,700+ (~500 firms) Vision Become the leader across the advisor-centered marketplace Purpose Serve advisors so they can... Help their clients achieve life's goals and dreams Be great entrepreneurs and run thriving businesses Strategy To bring our vision to life, we will deliver... Capabilities and services that help advisors provide differentiated experiences for their clients Personalized solutions – from flexible and compelling affiliation models, to services to help run extraordinary practices Q3 2022 Business Metrics Client Assets (end of period): Organic Net New Assets: Organic Annualized Growth: Recruited Assets(1): Advisors (end of period): Accounts (end of period): • Institutional Services: 3,500+ (~1,100 institutions) Key Metrics Q3 2022 LTM Financial Metrics $1.0T $19.9B 7% Average Client Assets: $1.1T Organic Net New Assets: $101B Organic Annualized Growth: 9% $13B Recruited Assets(1); $84B 21,044 Gross Profit*: $2.9B 7.8M EBITDA*: $1,217M EPS Prior to Amort. of Intangible $8.95 Assets and Acquisition Costs*: Q3 2022 Debt Metrics Debt Ratings (3) | Outlook Credit Agreement EBITDA* (LTM): Total Debt: $1.3B Moody's Rating: Ba1 | Positive+ $2.7B S&P Rating: BB+ | Positive Leverage Ratio(2): 1.72x Cost of Debt: 4.27% t On review for upgrade LPL Financial Member FINRA/SIPC 4
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