Investor Presentaiton
HKAS 1.51
HK Listco Ltd
A16(6.3)(m)
A16(13)(1)
A16(13)(2)
PN5(3.2) &
(3.3)(1)
PN5(3.2)
PN5(4)
Year ended 31 December 2023
Directors'19 interests and short positions in shares, underlying shares and debentures
The directors of the company who held office at 31 December 2023 had the following interests in the shares of the
company, its holding company, subsidiaries and other associated corporations (within the meaning of the
Securities and Futures Ordinance ("SFO")) at that date as recorded in the register of directors' and chief executives'
interests and short positions required to be kept under section 352 of the SFO:
(i) Interests in issued shares
Beneficial Interests
HK Listco Ltd
Hon WS Tan
PK Smith
Ordinary shares
Personal
interests
Family
interests
Corporate
interests
Trustee
interests
Total number
of shares held
% of total
issued voting
shares
(Note 1)
650,000
250,000
(Note 2)
800,000
52,410,000
(Note 3)
52,410,000
(Note 3)
53,310,000
53.0%
53,210,000
52.9%
300,000
300,000
0.3%
CJ Wang
HK (Holding) Co. Ltd
Hon WS Tan (Note 3)
420,000
PK Smith (Note 3)
380,000
BB Trading Ltd
Hon WS Tan
420,000
42.0%
380,000
38.0%
5,000
5,000
0.5%
(Note 2)
PK Smith
3,000
3,000
0.3%
Timing Trading Ltd
CJ Wang
2,000
2,000
20.0%
Non-beneficial Interests
HK Listco Ltd
YK Ng
90,000
(Note 4)
90,000
0.1%
Notes:
1 The shares are registered under the names of the directors who are the beneficial shareholders.
The spouse of Hon WS Tan is the beneficial shareholder.
2
3 Hon WS Tan and Mr PK Smith are beneficial shareholders of 42% and 38% respectively of the issued shares of HK (Holding) Co. Ltd which
owned 52,410,000 shares in the company at 31 December 2023.20
4
Mr YK Ng is one of the trustees of HK Listco Pension Scheme which owned 90,000 shares in the company at 31 December 2023.21
(ii) Interests in underlying shares
The directors of the company have been granted options under the company's share option scheme, details of
which are set out in the section "Equity-linked agreements - Share option scheme" below.
A16(13)
19
PN5(3.2)
PN5(4)
20
21
Where the chief executive of an entity is not a member of the board, this disclosure should be extended to include disclosure of the chief
executive's interests, to the same extent as is disclosed for the directors. In the case of an issuer which is duly incorporated in the Chinese
Mainland as a joint stock limited company, references to directors or chief executive shall also mean and include supervisors.
Where the corporation holding the interest or short position is not wholly-owned by the person/corporation making the disclosure, the
percentage interest held by such person/corporation in that corporation should be disclosed. Where there is any duplication between the
interests, the extent of this duplication should be clearly stated.
Sections 25 and 27 of the Hong Kong Occupational Retirement Scheme Ordinance contain provisions which restrict the extent to which (a)
an employee of the relevant employer can be a trustee of a registered scheme and (b) a registered scheme can hold shares in the relevant
employer. Similar restrictions may also exist in other jurisdictions.
16
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