Investor Presentaiton

Lumesis-Company Overview Market Segment: Headquarters: CEO: COMPANY OVERVIEW Financial Analytics / Compliance Stamford, CT Gregg Bienstock Lumesis is a financial technology company focused on providing business efficiency and compliance solutions via its DIVER platform to hundreds of clients and over 45,000 users in the municipal bond marketplace ⚫ The DIVER platform from Lumesis delivers technology and data solutions helping firms efficiently meet credit, regulatory and risk needs • The Company's solutions enable portfolio managers, investment advisors, compliance professionals, financial advisor networks and issuers / underwriters to heat-map portfolios against local economic scenarios, benchmark against industry indices, manage their portfolios against internal credit and risk models, and monitor issuer disclosures Origin: Capital: Ownership: Financing Rounds: Other Investors: Lumesis SUMMARY February 2012 $5.6M 43% Primary /43% Fully Diluted Series A, Series B Jim Ashton (JA3 Partners) Board Member: Mark Herndon, Steve Grenfell REVENUE MODEL THESIS • The municipal bond market has doubled in size over the past 10 years, with over $3.7 trillion of U.S. municipal debt outstanding among 45,000 unique issuers • The Company is solely dedicated to the municipal bond market, which has been historically underserved by technology providers • Works with over 200 institutional clients, blue-chip broker dealers, asset managers, insurance companies, mutual funds and rating agencies Only company that serves the entire municipal bond market, including buy-side, sell-side and legal / compliance Large IP portfolio and proprietary database create significant barriers to entry Lumesis licenses financial software products to the municipal fixed income market to be used as analytical and compliance tools. Customers buy licenses on an enterprise / per seat per issuance basis, usually covering an annual period. Lumesis also sells data to financial market participants. COMPETITORS ValueLine, Inc., Fidessa Group plc, Reis, Inc., Envestnet, Inc., Forrester Research Inc., Financial Engines, Inc., DAC, Investment Technology Group, Inc., BLX, DPC Data, Refinitiv G www.safeguard.com © 2021 Safeguard Scientifics, Inc. All rights reserved. SFE LISTED NYSE 18

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