Investor Presentaiton
3
Maintain focus on strategic M&A and effective integrations
Recent and pending acquisitions
CHARLES
STANLEY
U.K.-based provider of holistic wealth
management services to private clients,
charities, trusts and institutions
Origins trace back to 1792 and was one
of oldest firms on the London Stock
Exchange
Added $33 billion of client assets under
administration and 200 financial
advisors
Provides opportunity to accelerate
TRISTATE
CAPITAL
Diversified financial services firm
providing banking and asset
management services to individuals,
corporations and municipalities
A leading provider of securities-based
loans with balances of $7.3 billion
Branchless bank model with total
deposits of $12.2 billion and total loans
of $11.2 billion
Transaction pending, expected close by
end of fiscal third quarter 2022
SUMRIDGE
PARTNERS
Technology-driven fixed income market
maker specializing in investment-grade
and high-yield corporate bonds,
municipal bonds, and institutional
preferred securities
Ranks among the top liquidity partners
for cash trading on most major electronic
bond platforms
Transaction pending, expected close by
end of fiscal fourth quarter 2022
23
23
growth in the U.K. through multiple
affiliation options
Transaction closed on January 21, 2022
Note: As of March 31, 2022. The completion of the TriState Capital Holdings, Inc. and SumRidge Partners, LLC acquisitions are subject to certain regulatory and other closing conditions.
RAYMOND JAMESView entire presentation