SMBC Group's Financial and Credit Portfolio slide image

SMBC Group's Financial and Credit Portfolio

Comparison of recent Japanese bank AT1 bond issuances Pricing date Maturity 1st call date Currency Tranche size New issue spread Coupon structure Form of securities Coupon cancellation Going concern trigger Going concern loss absorption mechanism Gone concern trigger Gone concern loss absorption mechanism Dividend stopper Sumitomo Mitsui Financial Group Mitsubishi UFJ Financial Group, Inc. October 6, 2023 Perpetual September 8, 2023 Perpetual December 5, 2028 JPY JPY JPY 114.5 bn JGB+164bp Fixed to fixed Initial coupon: 1.889% Coupon after 1st call: 5y JGB+164bps January 15, 2029 JPY 72 bn JGB+161bp Fixed to floating Initial coupon: 1.963% Coupon after 1st call: 6mth Tibor + 122.9bps Subordinated notes Discretionary, mandatory (Non-cumulative) CET1 ratio falls below 5.125% Temporary write down Mitsubishi UFJ Financial Group, Inc. October 18, 2023 Perpetual January 15, 2029 USD USD 750 mn UST+329.4bp Fixed to fixed Initial coupon: 8.200% Coupon after 1st call: 5y UST + 329.4bps Specified Item 2 measures (tokutei dai nigo sochi) & bankruptcy event Permanent write down Yes Copyright © 2023 Sumitomo Mitsui Financial Group. All Rights Reserved. 78
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