The Unibanco Letters - Dual-Hatting Regulations and Global Enforcement
Material Information - What Is a "Material
Fact"?
2. Information regarding the occurrence of certain events (Event-Based Material Information),
such as:
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•
•
Damages resulting from natural or other disasters that occurred during the course of business
Changes in major shareholders or management changes.
Discovery of resources.
Suspension of transactions with the main clients or transaction partners.
3. Information regarding differences in projected values, such as changes in financial
projections of sales revenue or distributions.
4. Information in relation to operations, business or assets, other than those listed above, that
may have a significant effect on the investment decisions of investors.
5. Information regarding subsidiaries.
Morgan Lewis
Summary of the Insider Trading Regulations of Japan
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