Investor Presentaiton

Civil penalties Missing, inaccurate, or Untimely incomplete data Failure to submit responses for required report additional information First $500 per day maximum $1,500 per day $2,500 per day violation for first 30 days maximum for first 30 days maximum for first 30 days $1,000 per day maximum after 30 days $3,000 per day $5,000 per day maximum after 30 maximum after 30 days days Subseque $1,000 per day nt maximum $3,000 per day maximum $5,000 per day maximum violations 35

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