Investor Presentaiton
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中國銀行(香港)有限公司
BANK OF CHINA (HONG KONG) LIMITED
23 December 2022
Dear Valued Customer,
Important notice of implementation of the investor identification regime in Hong Kong
Thank you for using the securities services of Bank of China (Hong Kong) Limited ("the Bank”).
Please be informed that the Securities and Futures Commission ("SFC") will implement the investor
identification regime at trading level for the securities market in Hong Kong (“HKIDR") on 20 March 2023
("Implementation Date") which was announced on 12 March 2022.
Starting from the Implementation Date, the Bank and its related brokers ("the Brokers") will assign a unique
Broker-Client Assigned Number ("BCAN") to each client so as to enable to provide to the SEHK together
with their Client Identification Data ("CID”), including client's Full Name, ID Issuing Country/Region or
Jurisdiction, ID Type & ID Number shown in the identification document for processing their securities orders.
The Bank and the Brokers will submit client's BCAN with their securities order or share withdraw/deposit
instruction to the Stock Exchange of Hong Kong ("SEHK") and/or the SFC for reporting.
For individual clients, sole proprietorships and partnerships (collectively, "Relevant Clients"):
Submit consent as soon as possible and ensure up-to-date personal data in the priority for CID
Relevant Clients are recommended to submit consent to the Bank as soon as possible, and confirm that the
CID given to the Bank and/or the Brokers is valid, true, complete, accurate, up-to-date, and meets the order
of priority on the type of identity document as required by the SFC ^. If the Relevant Clients have not provided
this consent, they will not be allowed to buy, transfers of shares or deposits of physical certificates into
the accounts but will only be allowed to sell, transfer out or withdraw their existing holdings of securities, if
any, until they do so. If the Relevant Clients submit consent after the Implementation Date, the consent is
expected to be taken effect within 2 trading days after the Relevant Clients' consent has been properly received
by the Bank.
Ways to submit consent
For qualified single-name or joint-name clients# who have registered for the Bank's Mobile Banking or
Internet Banking Services but have not submitted the consent, please provide the consent to the Bank as soon
as possible via Mobile Banking (Login> Invest> Securities) or Internet Banking (Login> HK Securities>
HKIDR). Alternatively, other Relevant Clients can visit any branches of the Bank for the relevant arrangement.View entire presentation