Investor Presentaiton
FORWARD LOOKING STATEMENTS
Some of the factors that could affect future results and could cause results to differ materially from those expressed in the forward looking statements contained
herein include risks relating to: the ongoing impact of the COVID-19 pandemic on the Trust and its Partners (including, without limitation how many Partners will
experience a slowdown or closure of their business and the length of time of such slowdown or closure); management's ability to assess and mitigate the
impacts of COVID-19; the dependence of the Trust on the Partners; risks relating to the Partners and their businesses; reliance on key personnel; general
economic conditions, including the ongoing impact of COVID-19 on the Canadian, U.S. and global economies; failure to complete or realize the anticipated
benefits of transactions; limited diversification of Alaris' transactions; management of future growth; availability of future financing; inability to close new partner
contributions in a timely fashion on anticipated terms, or at all; competition; government regulation; leverage and restrictive covenants under credit facilities; the
ability of the Partners to terminate (by way of a redemption) the various agreements with Alaris or a material portion of Alaris investment; unpredictability and
potential volatility of the trading price of the trust units; fluctuations in the amount of cash distributions; income tax related risks; ability to recover from the
Partners for defaults under the various agreements with Alaris; potential conflicts of interest; dilution; changes in the financial markets; risks associated with the
Partners and their respective businesses; a change in the ability of the Partners to continue to pay Alaris at expected Distribution levels or restart Distributions (in
full or in part); a failure to collect material deferred Distributions; a material change in the operations of a Partner or the industries in which they operate; a failure
to realize the benefits of any concessions or relief measures provided by Alaris to any Partner or to successfully execute an exit strategy for a partner where
desired; a failure to obtain by the Trust or the Partners required regulatory approvals on a timely basis or at all; changes in legislation and regulations and the
interpretations thereof; litigation risk associated with the CRA's reassessment and the Trust's challenge thereof; and material adjustments to the unaudited
internal financial reports provided to Alaris by the Partners.
Information in the Trust's annual management discussion and analysis for the year ended December 31, 2019, identifies additional factors that could affect the
operating results and performance of the Trust. Without limitation of the foregoing assumptions and risk factors, the forward looking statements in this
presentation regarding the revenues anticipated to be received from the Partners and the Trust's general and administrative expenses are based on a number of
assumptions including no adverse developments in the business and affairs of the Partners that would impair their ability to fulfill their payment obligations to the
Trust and no material changes to the business of the Trust or current economic conditions that would result in an increase in general and administrative
expenses.
The forward-looking statements contained herein are expressly qualified in their entirety by this cautionary statement. The forward-looking statements included in
this presentation are made as of the date of this presentation and Alaris does not undertake or assume any obligation to update or revise such statements to
reflect new events or circumstances except as expressly required by applicable securities legislation.
ALARIS
EQUITAINERS COST
U.S. INVESTOR DISCLOSURE
The securities of Alaris Equity Partners Income Trust ("Alaris" or the "Trust") have not been and will not
be registered under the U.S. Investment Company Act of 1940, as amended (the "US Investment
Company Act") and Alaris is relying on the exemption from registration under the US Investment
Company Act provided by Section 3(c)(7) of that Act. As such, securities of Alaris, and any beneficial
interest therein, may not be purchased, offered, sold, pledged, or otherwise transferred except in
accordance with specific restrictions necessary to comply with that exemption. Specifically, securities of
Alaris must not be offered, purchased, sold or otherwise transferred or pledged, directly or indirectly, in
the United States or to U.S. Persons (as defined in Regulation S under the U.S. Securities Act of 1933,
as amended). In addition, beneficial owners of the securities of Alaris must be restricted to persons that:
(a) are located outside the United States and that are not U.S. persons, or (b) are Qualified Purchasers
as defined in Section 2(a)(51)(A) of the US Investment Company Act that provide certain certifications
confirming that status; and (c) in either case, are not plans that are "employee benefit plans" (within the
meaning of Section 3(3)) of the U.S. Employee Retirement Income Security Act of 1974, as amended
("ERISA") that are subject to Part 4 of Subtitle B of Title 1 of ERISA, or plans, individual retirement
accounts or other arrangements that are subject to Section 4975 of the U.S. Internal Revenue Code of
1986, as amended, or any other state, local, non-U.S. or other laws or regulations that would have the
same effect as the regulations promulgated under ERISA.
ALARIS
EQUITY PARTNERS COME TRUST
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