Investor Presentaiton
Helen Fok
+852.3551.8565
Hong Kong
T
F
+852.3006.4346
[email protected]
With a focus on financial regulatory matters, Helen Fok advises banks,
financial institutions, asset managers, hedge fund managers, alternative
trading platforms, and sovereign wealth funds on all aspects of financial
regulation. The breadth of her practice includes advising licensing
applications and ongoing regulatory matters under the Securities and
Futures Ordinance, the Banking Ordinance, and the Payment Systems and
Stored Value Facilities Ordinance, and on conduct of business rules,
conflicts of interests, product governance, investor classification, suitability,
and corporate governance issues, including the implementation of the Hong
Kong Manager-in-Charge regime.
Helen has also been involved in a number of client agreements for
securities and futures brokers, private wealth managers (with
onshore/offshore booking models), fund managers, custodians, and
clearing members. Additionally, she has advised on the regulatory aspects
of a number of mergers and acquisitions transactions. Helen is fluent in
English and Mandarin.
Morgan Lewis
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