Investor Presentaiton

1 Full-scale entry into China market: Received license from 2 China Securities Regulatory Commission Leverage our global resources Wholesale ✓ Offer products and services from our global franchise Cross-border transactions ✓ Research NOMURA Nomura Orient International Securities: Start with HNW business and enter wholesale business as second phase Build our platform 2020 Expand business 2021 - 2022 Full license 2023 Retail Headcount: Approx. 200 Approx. 400 Approx. 500 Investment banking IPOS Financing M&A Start wholesale business Institutional investor businesses ✓ Expertise in businesses for HNWI and products such as SMAS China business Synergies with Japan- China Industrial Cooperation Fund Merchant Banking ✓ Collaborate on internal controls, risk management, etc. Corporate functions Institutional investor businesses Equities Equities Fixed income Provide asset management products using QDLP/QDII quota Fixed income HNWI businesses Asset Management Build platform and focus on growing HNWI client base HNWI businesses HNWI businesses Funds Margin trading SMAS Brokerage Asset management Brokerage Asset management Margin trading SMAS Brokerage Asset management 28

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