Investor Presentaiton

Simplified CIBM Access Process No quota restriction, qualified investors only need to do a filing with PBOC to get into CIBM. Before 2015 Engage PRC Agent/Custodian Regulatory Approval Process Account Opening Rolls SWFs, central banks/monetary authorities, international organization RMB Banks RMB clearing/participating banks, insurance companies in HK/ SG/TW Other Fls Other Fls, e.g. asset managers, securities companies, pension funds PBOC Engage PBOC as Bond Agent Bond Agent Engage Bond Agent PRC Custodian Engage PRC Custodian PBOC Seek CIBM access and Quota Approval PBOC Seek CIBM Access and Quota Approval CSRC Seek QFII/RQFII License Approval Current Rolls SWFs, central banks/ monetary authorities, international organization All other OFIs, Exc. ROII Which can be recognized by PBOC as "mid/long-term investors" Engage PRC Agent/Custodian Bond Agent/ PBOC Engage PBOC or Type A as Bond Agent Bond Agent Engage Bond Agent, Bond Agent Reviews the Eligibility Filing with PBOC PBOC Filing with PBOC BJ, No Quota Cap PBOC Filing with PBOC SH, No Quota Cap SAFE Seek QFII/RQFII Quota Approval PBOC Seek CIBM Access and Quota Approval Open Accounts or Registration with CCDC SCH CFETS Bond agent/ custodian bank 90 citi H

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