Marketing Material Guidelines and Compliance FAQ slide image

Marketing Material Guidelines and Compliance FAQ

18. 19. 20. 21. Question Under paragraph 12 of the Advertising Guidelines, the minimum performance information is required to be presented on complete 12-month periods (or shorter periods for the earliest / latest period presented). Under what circumstances are such shorter periods applicable? For website presentation, is the minimum performance information required to be presented on every webpage that contains performance information? Is it still required to accompany since launch annualized return by all the individual years' returns? Is it permitted to show the annualized return of a short term performance? Answer The presentation of shorter periods is only applicable under the following circumstances: the year-to-date information presented to ensure that the information is up-to-date (as in case 2 in Q16 above); or the since launch information for the year of launch if the scheme has been launched for less than 5 years (see Q17 above). Performance information, if presented, should include the minimum performance information (paragraph 12 of the Advertising Guidelines). In the context of a website, the minimum performance information may be contained in a particular section of the website such that where a webpage on the website presents performance information of a scheme, the requirement to provide minimum performance information may be satisfied by the use of a prominent link to this minimum performance section. Since launch annualized return needs not be accompanied by all the individual years' return. It may be presented if the minimum performance information is disclosed in the same advertisement. That means, the individual years' returns for periods preceding the recent 5 years are no longer required. Additional performance information, on an annualized or cumulative basis, may be presented in addition to the minimum performance information, subject to the following: ā—‰ Performance information of less than 1 year should be accompanied by that of the most recent 1 year presented in the same format and prominence (paragraph 13 of the Advertising Guidelines). Additional performance information should be sufficiently up to date (paragraph 15 of the Advertising Guidelines). Performance information of less than 1 year may not be annualized (paragraph 16 of the Advertising Guidelines). 8
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