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Investor Presentaiton

Appendix GBM and CMB IRB RWA inflation and mitigating actions. Wholesale counterparty IRB RWAS and exposures All CRR Bands FY19 FY20 A RWA, $bn 341 346 EAD, $bn 695 680 RWA density, % 49.0 50.8 1.8ppt • Weighted average PD, % 0.9 1.2 0.3ppt Of which: CRR 1.1 - 5.3 FY19 FY20 A RWA, $bn 318 314 EAD, $bn 678 655 RWA density, % 46.8 48.0 Weighted average PD, % 0.6 0.7 1.2ppt 0.1ppt Of which: CRR 6.1+ FY19 FY20 A RWA, $bn 23 EAD, $bn 17 32 25 RWA density, % 138.3 Weighted average PD, % 14.2 129.3 13.5 (9.0)ppt (0.7)ppt Strategy Results GBM & CMB wholesale performing IRB book: includes: corporates, sovereigns and financial institutions. excludes: slotting exposures, Markets Treasury allocations and exposures in default Some growth in RWAs due to credit risk migration over FY20 c.90% of the book is higher quality (CRR1-5) with RWAs stable vs. FY19 Total RWA inflation is being mitigated through actions to maintain book quality, namely maintenance of the CRR 1-5 book size and its RWA density, including targeted saves under the transformation programme Of the higher risk bands, 56% of exposures sit in the top two bands (6.1 and 6.2). As at 31 December 2019, this percentage was 60% CRR: Customer risk rating. CRR 1-3 considered Strong to Good credit quality (roughly equivalent to an S&P credit rating of AAA to BBB-); CRR 4-5 considered Satisfactory (BB+ to BB-); CRR 6+ considered Sub- standard, broadly equivalent to a rating of B- or below 10 67
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