2021 Stakeholder Sustainability Report

A MESSAGE FROM OUR PRESIDENT & CEO 2021 SUSTAINABILITY HIGHLIGHTS ABOUT MOODY'S BETTER BUSINESS BETTER LIVES BETTER SOLUTIONS APPENDIX DESCRIPTION Professional integrity Management approach to ethics, integrity and anti-corruption MOODY'S RESPONSE Ethics and integrity, pg 25-26 Code of Business Conduct MIS Code of Professional Conduct Anti-Bribery and Anti-Corruption Policy Human Rights Statement Supplier Code of Conduct GRI SASB WEF Moody's 2021 Stakeholder Sustainability Report 103 GRI 205: 103-1, 103-2, 103-3 SV-PS-510a.1 Principles of governance: anti-corruption Principles of governance: protected ethics advice and reporting mechanisms Communication and training about anti-corruption policies and procedures Public policy Modern Slavery and Human Trafficking Statement Ethics and integrity, pg 25 Reporting mechanisms, pg 26 Code of Business Conduct, pg 11-12 Management approach to public policy Public policy, pg 26 engagement Lobbying and political contributions 18 Human rights Management approach to human rights Employee training on human rights policies or procedures Political Engagement and Public Policy Statement Public policy, pg 26 Political Engagement and Public Policy Statement Human rights, pg 25 Responsible sourcing, pg 34-36 Human Rights Statement Code of Business Conduct, pg 15 Supplier Code of Conduct Modern Slavery and Human Trafficking Statement Ethics and integrity, pg 25-26 Responsible sourcing, pg 34-36 Human Rights Statement Modern Slavery and Human Trafficking Statement 205-2 SV-PS-510a.1 Principles of governance: anti-corruption GRI 415: 103-1, 103-2, 103-3 415-1 Principles of governance: alignment of strategy and policies to lobbying GRI 412: 103-1, 103-2, 103-3 People: risk for incidents of child, forced or compulsory labor People: human rights review, grievance impact and modern slavery (#, %) 412-2

View entire presentation