AIG Earnings and Investment Portfolio Report slide image

AIG Earnings and Investment Portfolio Report

Non-GAAP Reconciliations Adjusted Pre-tax and After-tax Income - Consolidated (in millions) After-tax net income (loss), including noncontrolling interests Noncontrolling interests (income) loss Net income (loss) attributable to AIG Dividends on preferred stock Net income (loss) attributable to AIG common shareholders Adjustments to arrive at Adjusted after-tax income (loss) (amounts net of tax, at U.S. statutory tax rate for each respective period, except where noted): Changes in uncertain tax positions and other tax adjustments (a) Deferred income tax valuation allowance (releases) charges (b) Changes in fair value of securities used to hedge guaranteed living benefits Changes in benefit reserves and DAC, VOBA and SIA related to net realized capital gains (losses) Changes in the fair value of equity securities Loss (gain) on extinguishment of debt Net investment income on Fortitude Re funds withheld assets(c) Twelve Months Ended Quarterly December 31, 4Q19 4Q20 2019 2020 EA $ 869 $ (16) $ 4,169 $ 60 (37) (821) (5,829) (115) $ EA 929 $ 7 (53) $ 7 3,348 $ (5,944) $ 922 $ (60) $ 22 3,326 $ 29 (5,973) 7 (336) 30 (132) (3) (157) (43) (65) (9) (13) (154) (32) (75) (171) (44) (9) (120) (171) (125) (158) 15 (2) 25 10 (378) (832) Net realized capital (gains) losses on Fortitude Re funds withheld assets(c) (264) (365) Net realized capital (gains) losses on Fortitude Re funds withheld embedded derivative (c) 910 2,090 Net realized capital (gains) losses (d)(e) 258 1,141 (357) 75 (Income) loss from discontinued operations and divested businesses (e) Non-operating litigation reserves and settlements 14 (21) 18 6,911 (7) (13) (2) (17) Favorable prior year development and related amortization changes ceded under retroactive reinsurance agreements (45) (119) (211) (175) Net loss reserve discount charge 28 375 754 407 Integration and transaction costs associated with acquiring or divesting businesses 6 Restructuring and other costs Non-recurring costs related to regulatory or accounting changes Noncontrolling interests primarily related to net realized capital gains (losses) of Fortitude Holdings' standalone results (f) Adjusted after-tax income attributable to AIG common shareholders Weighted average diluted shares outstanding (g) 35 88 6 15 +85 4 19 9 172 344 10 51 (109) (1) 660 62 $ 923 $ 827 $ 4.078 $ 2.201 896.4 868.4 889.5 869.3 Income (loss) per common share attributable to AIG common shareholders (diluted) (g) $ 1.03 $ 1.03 (0.07) $ 0.94 3.74 $ (6.88) 4.58 2.52 AIG Adjusted after-tax income per common share attributable to AIG common shareholders (diluted) (a) Includes the tax audit resolution related to the IRS audit settlement for tax years 1991-2006 and the write-down of net operating loss deferred tax assets in certain foreign jurisdictions, which is offset by valuation allowance release. (b) Twelve months ended December 31, 2020 includes valuation allowance established against a portion of foreign tax credit carryforwards of AIG's U.S. federal consolidated income tax group, as well as net valuation allowance release in certain foreign jurisdictions for the three- and twelve-months ended December 31, 2020. (c) Represents activity subsequent to the deconsolidation of Fortitude Re on June 2, 2020. (d) Includes all net realized capital gains and losses except earned income (periodic settlements and changes in settlement accruals) on derivative instruments used for non-qualifying (economic) hedging or for asset replication and net realized gains and losses on Fortitude Re funds withheld assets. (e) Includes the impact of non-U.S. tax rates which differ from the applicable U.S. statutory tax rate and tax-only adjustments. (f) Prior to June 2, 2020, noncontrolling interests was primarily due to the 19.9 percent investment in Fortitude by an affiliate of The Carlyle Group L.P. (Carlyle), which occurred in the fourth quarter of 2018. Carlyle was allocated 19.9 percent of Fortitude Holdings' standalone financial results through the June 2, 2020 closing date of the Majority Interest Fortitude Sale. Fortitude Holdings' results were mostly eliminated in AIG's consolidated income from continuing operations given that its results arose from intercompany transactions. Noncontrolling interests was calculated based on the standalone financial results of Fortitude Holdings. The most significant component of Fortitude Holdings' standalone results was the change in fair value of the embedded derivatives which changes with movements in interest rates and credit spreads, and which was recorded in net realized capital gains and losses of Fortitude Holdings. In accordance with AIG's adjusted after-tax income definition, realized capital gains and losses are excluded from noncontrolling interests. Subsequent to the Majority Interest Fortitude Sale, AIG owns 3.5 percent of Fortitude Holdings and no longer consolidates Fortitude Holdings in its financial statements as of such date. The minority interest in Fortitude Holdings is carried at cost within AIG's Other invested assets, which was $100 million as of December 31, 2020. (g) Because we reported a net loss attributable to AIG common shareholders for the three and twelve months ended December 31, 2020, all common stock equivalents are anti-dilutive and are therefore excluded from the calculation of diluted shares 35 and diluted per share amounts.
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