Investment Lifecycle and Strategies slide image

Investment Lifecycle and Strategies

RISK MANAGEMENT Operational Service Providers We outsource many of our operational responsibilities to world-class service providers. This ensures our ability to service our partners at a high-standard, and minimizes our operational risk. Prime Broker & Custodian: Interactive Brokers (NASDAQ: IBKR) - Given our global partner-base, Interactive Brokers gives us the ability to service our clients around the world 24/7. The firm has 15+ offices located around the world, while having ~$175 Billion of client equity and $9 Billion in firm equity capital. Legal: Kleinberg, Kaplan, Wolff & Cohen | DLA Piper Accounting: Sudrania Fund Services Compliance Manager: ACA Global Separately Managed Accounts Structure We manage partner assets via separately managed accounts (SMAs). This reduces the operational risk, since we don't hold custody of our partners' assets and the funds are never co-mingled with each other. This ensures that each partner has real-time transparency into their individual portfolios 24/7, in addition to having real-time performance updates, NAVs, tax documents, reporting, etc. Partners always maintain authority over their accounts, so if we are unable to service the account for any reason, our partners can always contact our custodian to re-take control of their accounts. HAYDEN CAPITAL 23
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