Investor Presentaiton

6 Capital light business model with flexible allocation framework Recent acquisitions have added scale in our traditional markets, accelerated our expansion into new markets, and added new capabilities WADDELL &REED Financial, Inc. Traditional Markets LUCIA SECURITIES- 2020 2021 ~$74B of assets transferred ~$1.5B assets ☐ Transaction closed on April 30, 2021 for a ◉ Leading San Diego practice with approximately 20 advisors E.K.RILEY INVESTMENTS. LLC 2020 ALLEN & New Markets fco COMPANY EST. 1932 2019 ~$2B assets ~$3B assets transferred Leading Seattle practice with approximately 35 advisors ☐ Leading Florida practice ■ Affiliated under our employee model BOENNING &SCATTERGOOD ESTABLISHED 1914 2022 ~$4B assets Leading Pennsylvania practice with approximately 30 advisors Affiliated under our employee model Capabilities BlazePortfolio 2020 Industry-leading capabilities ~$12M purchase price ■ Innovative trading and rebalancing capabilities to drive efficiency and scale in advisors' practices ■ purchase price of $300M Large independent broker-dealer network Added to our scale and leadership position Increases our scale and capacity to invest in capabilities, technology, and service to help existing advisors serve their clients and differentiate in the marketplace t National Planning HOLDINGS, INC 2017 ~$70B assets transferred Large independent broker-dealer network ☐ Added to our scale and leadership position Includes both closed and pending acquisitions ☐ ☐ FINANCIAL RESOURCES GROUP Investment Services 2022 ~$40B assets Existing LPL branch office with approximately 800 advisors and 85 financial institutions Leading provider of managed programs for financial institutions, a strategic complement to our existing institutional channel ADVISORYWORLD FINANCIAL TECHNOLOGY 2018 Industry-leading capabilities ~$28M purchase price ■ Leading provider of digital tools for advisors that serves more than 30,000 U.S. financial advisors and institutions LPL Financial Member FINRA/SIPC 29

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