Investor Presentaiton
Sustainability report 2019-2020 Mexico | 37
a. Code of Conduct and Guiding Principles
Our Code of Conduct (see here) sets out the behavior we expect
from our employees in relation to issues such as compliance with
anti-corruption laws, dealing with sanctions, money laundering
prevention, and avoiding conflicts of interest, among other topics.
As a complement to this material, we also developed 10 Guiding
Principles, which serve as references for decision-making and
present the behavior expected from the members of the Firm.
a. Compliance Plan
This plan ensures the implementation of programs and initiatives
that aim to fully comply with internal and external regulations.
At the same time, it allows us to keep up with global trends.
In FY19, we added two new pillars to the plan: continuous
improvement and optimization.
Baker
McKenzie.
•
•
•
Money Laundering Prevention (Know your client)
Professional Liability Consultations
(Baker McKenzie as a supplier)
⚫ Suppliers
•
Anti-corruption
• Data Privacy
Local Ethics Committee
16 PEACE, JUSTICE
AND STRONG
INSTITUTIONS
ANÁLISIS DE RIESGO
Liderazgo
COMPLIANCE en Baker McKenzie México
PLAN DE COMPLIANCE: LOS 9 PILARES
|☑€
Riezgo
Politicas
Controles Comunicación Entrenamientos Monitoreo
Mejora
Optimización
Continua
00000
Programas de
Mitigación
de Riesgo
(Comité de Riesgo)
Asuntos
Legales
Programas de
Cultura Compliance
• Anticorrupción
Baker McKenzie como
Proveedor
Conoce a tu Proveedor
⚫ Goberbernanza Corporativa
Catálogo de Politicas Internas
Embajadores
Protocolos de Riesgo
Prevención de Lavado de
Dinero
•
Privacidad de Datos
. Responsibilidad Profesional
"
Retención de Registros
Comité de Ética Local - Ethics Hotline
[email protected]
Tel: 001-844-493-5219
Consultas Compliance
consultascompliance.mexico
@bakermckenzie.com
PROCESO DE CERTIFICACIÓN
El Código de Conducta
de Negocios de Baker McKenzie
está pensado para ayudar a
todos los integrantes de
Baker McKenzie a cumplir con
todas las leyes, reglas y
regulaciones aplicables, así
como con las politicas y
estándares de la Firma.
El Attorney Manual Guide
expone las politicas y prácticas
de la Firma con respecto a una
amplia gama de cuestiones
profesionales, áreas de
prácticas y asuntos éticos.
SDG 16: PEACE, JUSTICE, AND
STRONG INSTITUTIONS
Nuestra reputación es el activo más valioso que tenemos y cada uno de nosotros tiene el deber de preservaria, tomando las decisiones correctas y haciendo las cosas correctas.
We make the right decisions and do the right thing, in accordance
with the law and our Code of Conduct. This second point raises
high legal, ethical, and professional standards. Thus, through our
Compliance Plan, we strengthen the business model through
schemes that promote transparency, accountability, as well as risk
identification and mitigation.
b. Integral Committee
The committee ensures compliance with this plan and is made up
of people working on compliance issues globally. It currently has
24 members. The main topics, listed in the following points, are
divided among themselves to be addressed with attention.
c. Programs to Mitigate Risks
These programs were created in FY18; they aim to address
issues that represent some vulnerability for the Firm, according
to the nature of the business. At present, the following topics
are being addressed.
Money Laundering Prevention (Know your client)
We are committed to complying with all laws against money
laundering and we respect measures to combat terrorism in a
timely manner.
Therefore, we only do business with clients who are backed by
a good reputation, thanks to their legitimate business activities
and funds derived from reliable sources.
This issue promotes the creation of policies, manuals,
guidelines, and directives; in the same sense, it includes a
program for monitoring vulnerable activities, as well as the
creation and alignment with the Risk Committee to
Prevent Money Laundering.View entire presentation