Investor Presentaiton

SCDOI INVESTIGATIONS/EXAMINATIONS § 38-99-50 Under Section 38-99-50, the Director has the authority to examine and investigate a licensee to determine whether a violation of the Act has occurred. This authority is in addition to any other examination or investigation authority that he possesses under the law. SECURITY Investigations Investigations of allegations that a licensee has violated the law will be conducted under this section and the director's other general investigative authority in Title 38. Examinations Examinations may be conducted on a full scope or targeted basis in accordance with the NAIC guidelines and the NAIC IT Questionnaire and any supplemental guidance.

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