CFC Quarterly Financial Performance slide image

CFC Quarterly Financial Performance

RISK MANAGEMENT Growth and Investment in Risk and Compliance Personnel 4 4 4 4 4 5 5 9 11 12 14 Q1 - - Q2 Q3 Q4 - Q1 - - - 43 33 19 19 64 69 - 80 80 - 150 22 110 116 122 124 92 - - Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 - Q2 - 2018 2018 2018 2018 2019 2019 2019 2019 2020 2020 2020 2020 2021 2021 2021 2021 2022 2022 2022 2022 2023 2023 Risk Management Compliance BSA Internal Audit CCBX Risk Q1 -2018 Q2 -2018 Q3 -2018 Q4 -2018 Q1 ཙ -2019 Q2 -2019 Q3 Q4 -2019 Q1 -2019-2020 Q2 -2020 Q3 Q4 -2020 -2020 Q1 -2021 Q2 Q3 -2021-2021 Q4 Q1 -2021 -2022 Q2 -2022 Q3 -2022 Q4 -2022 Q1 -2023 Q2 -2023 Risk Management - - 1 1 1 2 3 1 2 3 7 22 12 13 13 13 21 21 21 21 27 Compliance 1 1 1 1 1 1 1 1 1 3 3 3 9 12 14 13 15 13 14 13 14 27 14 15 27 32 BSA 1 1 1 1 1 1 1 1 1 2 2 6 14 27 26 26 33 33 42 62 52 52 52 52 52 51 65 Internal Audit 2 2 2 2 1 1 1 2 2 2 3 3 4 4 4 5 5 5 4 5 6 16 CCBX Risk - ― 1 1 3 4 4 4 4 9 9 122 12 16 17 17 19 25 25 25 25 26 32 People 31% or our staff are risk personnel: Risk Management, Compliance, BSA, Internal Audit, CCBX Risk & Compliance Significantly increased our risk personnel as we have grown CCBX Hired and continue to hire experienced and talented risk personnel Develop risk personnel by supporting the attainment of professional designations/certifications Systems/Automation/Technology Use industry leading software and systems Focused on the effectiveness and efficiency of our risk systems and processes Use outsourcing where it make sense and is cost effective without compromising data/privacy/ effectiveness Employ experts/consultants to evaluate our processes and to develop new and better processes 16
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