2013 Annual Report slide image

2013 Annual Report

140 Annual Report 2013 SUPPLIER ASSESSMENT Materiality The supplier assessment item in connection with issues such as environmental, labor, human rights, society and ethics is overseen by the Cost, Organization and Efficiency Executive Office and this is very relevant for the Bank as we rely on a wide range of suppliers that can cause a number of impacts. This is why the Bank performs risk assessment and chain control and monitoring. In fact, the Bank makes its purchases in high volumes and may be considered an influencer for suppliers and other chains. This item may affect the Bank's reputation, and is connected to regulations, laws, international covenants or voluntary agreements with strategic importance for the Bank and its stakeholders. Impacts The Bank has more than a thousand suppliers and as such we must have a careful management of our chain in order to avoid doing business with companies that have inadequate social and environmental practices. An ineffective management in this area may expose the company to reputational risks while strengthening undesired practices. The list of the Bank's suppliers includes firms in a number of segments, such as home builders, transport of valuables, call centers, security firms, and some of them are deemed to be critical under the social and environmental point of view. In 2013, Santander Brazil performed a diagnosis to identify high-impact suppliers under the social and environmental aspect; this criterion has become integral part of the supplier classification process beginning in 2014. The impacts we identified were: → Environmental - the heavy use of natural resources; strong emission of greenhouse gases; waste generation; the risk of environmental fines and the heavy use of water and energy. Human rights - bonded or forced labor; child labor; low ethical standards and corruption. → Labor practices - risk of work-related accidents and inadequate training. Policies The process of hiring suppliers who are willing to do business with the Bank is backed-up by documents which include topics such as no child labor, no bonded labor and the principles of human rights, labor laws, environmental protection, anti-corruption practices and dissemination of good practices, to name a few. The Approval Policy: This policy regulates the procedures needed for supplier registry and approval. High-impact suppliers are defined as those suppliers who have a high risk or impact on Santander business. The policy also sets out the basic technical analyses that will be performed within the "Corporate Social Responsibility" criterion. This criterion used the UN Global Compact (human rights, environment, action against corruption), of which Brazil is a signatory, as benchmark. The guidelines in this policy, which are available internally only, were determined by the Santander Group. The Supplier Relationship Policy: This policy includes principles such as human rights, labor laws, environmental protection, action against corruption, and professional ethics, which must be respected by all our suppliers while promoting the ten principles of the UN Global Compact. Other benchmarks used to create this policy are the legislation in force, and the social, environmental and ethical performance Indicators embraced by the Bank such as the Corporate Sustainability Index (the "ISE"), the Global Reporting Initiative (the GRI) and he Empresa Pró-Ética Register. Commitments Santander Brazil is a signatory of two covenants that guide the ethical, transparent relationship with suppliers: the Empresa Pró-Ética Register and the Pacto Empresarial pela Integridade e Contra Corrupção (the Corporate Covenant for Integrity and Against Corruption). Control and assessment mechanisms Potential suppliers undergo an assessment involving several steps, including an agreement with social and environmental responsibility, human rights and ethics, in order to avoid any risks of occurrences. In bidding processes, the first step takes place upon the acceptance, by the supplier, of the Request for Quotation attachment ("RFQ"). In cases where no bidding is required, the process begins in the approval phase. In this phase, suppliers are assessed as to technical, administrative, legal and social/environmental aspects. The Bank has in place a supplier rating index, i.e., the Índice de Qualificação de Fornecedores (IQF), applicable to high-impact services such as technology, security, logistics and the call center. Since the first half of 2013 every supplier that was hired by the Bank underwent a background check with the Federal Government Comptroller-General (the CGU). 141
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