Investor Presentaiton

Hong Kong Investor ID Regime In-scope securities ● un Q&A For both HKIDR and OTCR the products that are eligible for reporting are mainly related to stocks only, is it accurate to say that Fixed Income business is out of scope for both regimes? We understand all “securities" listed and traded on SEHK are in scope. Could we confirm that ETFs are in scope, and if so: a) in the case of ETF market making, the market maker's (i.e. the EP's) BCAN should be tagged to the market making order; and B) in the case of ETF Designated Specialist (which is a client of the EP), the Designated Specialist entity's BCAN should be tagged to the market making order?

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