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Investor Presentaiton

Determining Compliance: Regulatory Considerations What training does licensee provide its employees? Training Should Include These Basic Concepts Each employee is responsible for protecting the licensee's data Safeguarding computers by locking them or keeping them in a secure place. Employees are responsible for notifying management of suspicious computer activity Employees should be taught to recognize email scams and not respond to emails they do not recognize. Employees should be familiar with the laws that protect the information they use to perform their jobs.

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