Investor Presentaiton

Hong Kong Investor ID Regime Overseas booking model un Q&A With reference to para 61 and 62 of the SFC consultation conclusion, for orders from an overseas client that directly handled by sales traders of the Relevant Regulated Intermediary located in HK, but booked in an overseas affiliate, should BCAN be assigned to (i) the overseas affiliated entity or (ii) the overseas client?

View entire presentation