The Unibanco Letters - Dual-Hatting Regulations and Global Enforcement slide image

The Unibanco Letters - Dual-Hatting Regulations and Global Enforcement

Forms of Organization – non-Japanese • • . The FIEA allows foreign established entities that are equivalent to the acceptable Japanese forms of entities to register as FIBO In order for a foreign entity to register as a FIBO conducting Type 1 or DIM activities, the foreign entity must register a Japan branch An offshore Type 2 organization is required to appoint someone as a Japan representative The most common form of foreign entity used is a foreign joint stock corporation, such as a Cayman Islands exempted company or a Delaware corporation • In order to establish a Japan branch, the foreign joint stock corporation would be incorporated in its foreign jurisdiction in the normal course . Following incorporation, a corporate resolution is passed by the foreign entity to establish a Japan branch and a registration is filed with the legal affairs bureau • a physical address in Japan • Requirements to register a Japan branch are: the appointment of a representative in Japan, who is someone equivalent to the branch manager and resides in Japan - the date of the branch establishment If using a foreign stock corporation, as is commonly done, certain additional steps are required in order for the Japan branch to qualify as a FIBO registrant: 1. There must be a board of directors (consisting of at least three directors); and 2. There must be a statutory auditor appointed Morgan Lewis 27
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