Investor Presentaiton

17 How Citi Can Help? Citi is committed to be the go-to bank for China market access ✓ 4th largest custodian in the world ✓ US$15 trillion of assets under custody ✓ Largest proprietary network providing clients unique access to local market expertise and global reach ✓ Leading provider of integrated RMB/CNH banking and FX services ✓ Citigroup Global Markets offers premier execution capability including integrated research, high-touch and electronic execution for cash and synthetic trading ✓ Citi Investment Research and Analysis (CIRA) offers independent, thorough market and stock analysis covering over 100 Stock Connect shares SPSA Award Shanghai-Hong Kong Stock Connect 1st Anniversary Trading and Investor Education Awards Top 3 Largest SPSA Portfolio Value Top 3 Highest Number of SPSA Accounts Opened Offers the most comprehensive suite of solutions for investors to access Stock Connect Local Market Expertise on Stock Connect, QFII, RQFII and other China market access channels • Leading provider of clearing services for brokers and uniquely capable of supporting a multi-broker arrangement Citi also developed unique Model C and Citi SPSA+ solutions specifically to allow regulated funds to use multiple brokers for execution and most importantly remain in compliance with relevant fund regulations such as UCITS, 40Act and MPFA or SFC regulated funds. Citi's Model C and SPSA solutions allow the funds to - Utilize multiple brokers and transact under true DVP / RVP environment to eliminate counterparty risk with the broker Ensure proper segregation of assets throughout the entire custodian chain Ensure the depositary bank and the sub custodian bank maintain full control over the securities at all times Ensure shares are held by custodian bank (instead of the broker affiliate of the custodian bank) in the entire chain instead of using a broker as a sub-custodian which may trigger requirements for the trustee or global custodian to perform diligence on the broker cíti

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