Investor Presentaiton

1 Industry leader in the advisor-mediated marketplace We are providing value-added capabilities that drive our market expansion Horizontal expansion strategy Vertical integration strategy Meet advisors where they are in their practice by providing flexible solutions to help them design the perfect practice for their clients Expand the addressable market through multiple affiliation models, positioning LPL to serve all 300,000 advisors in the advisor-mediated marketplace Deliver advisors end-to-end solutions that are higher quality, better integrated, easier to use, and more cost-efficient ☐ Provide value-added capabilities that empower advisors to: " Give great advice to differentiate & win Operate and run high-performing businesses Flexibility Capabilities LPL Financial Member FINRA/SIPC 8 Foundation: Infrastructure that supports scalability, flexibility, and resiliency is core to our value proposition

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