The Unibanco Letters - Dual-Hatting Regulations and Global Enforcement

UK Law: Delegation by UK-Authorized Firms to Overseas Firms General When there is a delegation, a UK firm should assess whether the recipient is suitable to carry out the delegated task The extent and limits of any delegation should be made clear to those concerned There should be arrangements to supervise the delegation and monitor the discharge of the delegate's functions/tasks and obtain sufficient information from the delegate Morgan Lewis 70

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