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Investor Presentaiton

Entities Suspended in 2013 SN Name of Company Nature of Enforcement action Reason 1 Ecobank Plc Suspension/fine Date of Suspension Remarks Failure to carry out the Commission's directives February 5, 2013 lifted 2 Gosord Suspension Securities Ltd Breach of the ISA 2007 and SEC Rules and Regulations March 6, 2013 In force 3 Aims Asset Suspension Management Non refund of sum invested April 16, 2013 lifted Limited 4 Vision Trust and Suspension Investment Unauthorised disposal of shares April 17, 2013 In force Limited 5 Falcon Suspension Securities Limited Non rendition of quarterly June 3, 2013 reports In force 6 Wizetrade Suspension Capital and Unauthorised sale of shares June 5, 2013 In force Asset Management Ltd 7 Monument Suspension Securities & Finance Limited Unauthorised sale of shares. March 4,2011 lifted Annual Report and Accounts 2013 - Securities & Exchange Commission 110
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