Investor Presentaiton
Westwood | Forward Looking Statements
Statements in this presentation that are not purely historical facts, including, without limitation, statements about our expected future financial position,
preliminary estimates, results of operations or cash flows, as well as other statements including, without limitation, words such as "anticipate," "believe,"
"plan," "estimate," "expect," "intend," "should," "could," "goal," "may," "target," "designed," "on track," "comfortable with," "optimistic" and other similar
expressions, constitute forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of
the Securities Exchange Act of 1934, as amended. Actual results and the timing of some events could differ materially from those projected in or
contemplated by the forward-looking statements due to a number of factors, including, without limitation, those set forth below:
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the composition and market value of our assets under management;
regulations adversely affecting the financial services industry;
competition in the investment management industry;
our investments in foreign companies;
our ability to develop and market new investment strategies successfully;
our ability to pursue and properly integrate acquired businesses;
litigation risks;
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our ability to retain qualified personnel;
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our relationships with current and potential customers;
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our ability to properly address conflicts of interest;
our ability to maintain effective information systems;
our ability to maintain effective cyber security;
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our ability to maintain adequate insurance coverage;
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our ability to maintain an effective system of internal controls;
our ability to maintain our fee structure in light of competitive fee pressures;
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our relationships with investment consulting firms; and
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the significant concentration of our revenues in a small number of customers.
Additional factors that could cause our actual results to differ materially from our expectations are discussed under the section entitled "Risk Factors" in
our Form 10-K for the year ended December 31, 2015 and our quarterly reports on Form 10-Q for the quarters ended March 31, 2016, June 30, 2016,
and September 30, 2016 which together with our other filings can be viewed at www.sec.gov. You should not unduly rely on these forward-looking
statements. Except as required by law, we are not obligated to publicly release any revisions to these forward-looking statements to reflect events or
circumstances after the date of this investor presentation or to reflect the occurrence of unanticipated events or otherwise.
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Investing Where It Counts
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