Investor Presentaiton

LPL overview 1 Industry leader in the advisor-mediated marketplace $1.2T+ Assets • Advisor channel: $883B • Enterprise channel: $292B Who we are We serve the advisor-mediated marketplace as the largest independent broker-dealer in the U.S. and a top custodian We provide advisors with the front-, middle- and back-office support they need to serve the large and growing market for comprehensive financial advice #1 Independent Broker-Dealer Financial Planning Magazine Who we serve 21,000+ Advisors Independent Advisors: 12,000+ Independent RIA: ~5,900 (~500 firms) #3 RIA Custodian Cerulli Associates Fortune 500 Company Enterprise Services: 3,500+ (~1,100 enterprises) What we do We serve advisors so they can... o Help their clients achieve life's goals and dreams О Be great entrepreneurs and run thriving businesses We deliver... 。 Value-added capabilities that help advisors provide differentiated experiences for their clients ○ Personalized solutions from flexible and compelling affiliation models, to services that help advisors run extraordinary businesses 。 Liquidity & Succession capabilities for advisors seeking to transition their business Our mission and vision Mission We take care of our advisors so they can take care of their clients Vision Become the leader across the advisor-mediated marketplace LPL Financial Member FINRA/SIPC

View entire presentation