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Investor Presentaiton

Updated Guidance on CIBM Access In Q2 2016, China regulators released several FAQs and procedures for ROIls entering the China Interbank Bond Market (CIBM) and China Interbank Foreign Exchange Market (CIFM). For Overseas Financial Institutions: For ROIls: PBOC and SAFE publishes FAQs, May 2016: Implementation Details and SAFE Notices provide explicit guidance and clarification for foreign investors to enter CIBM April 2016: May 2016: CCDC, SHCH and CFETS releases operation guidelines for foreign investors to invest in CIBM Key issues solved/clarified: PBOC released FAQs and procedures on Foreign Central Banks, Sovereign Wealth Funds and Supranational (Rolls) investing the CIBM and CIFM to address many technical details. Account opening/closure Network connect set up /termination Investment quota and liquidity Product and Agreement Inbound/Outbound transfer RMB special account Agent Selection Overseas Financial Institution ROII Complete within 3 days, given documents submitted are in good order. Complete within 3 days, given the submitted documents are in good order and there is zero balance in the account with no outstanding rights. No quota limitation. No fund repatriation restriction. Cash bond Bond lending: Lending agreement Bond forward, IRS and FRA (hedging purpose) : NAFMII. Principal injection and repatriation are allowed in either RMB or foreign currency. Maintain FX/RMB currency proportion for inbound and outbound with no more than 10% deviation, except the first repatriation. Bond derivatives: NAFMII or ISDA Bond Repurchase: NAFMII Bond lending: Lending agreement Principal injection and repatriation are allowed in either RMB or foreign currency after FX conversion onshore Open with domestic bank, which shall be used exclusively Open with PBOC or domestic bank, which shall for fund settlement of bond trading. N/A be used for fund settlement of bond trading. Dual agent allowed. Non-trade transfer allowed between PBOC account. and commercial banks 88 88 citi
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