Investor Presentaiton

Stock Connect (Northbound) - Available Stock Connect Solutions Citi Model C and SPSA+ solutions provides real-time RVP/DVP settlement and maintain proper segregation and control of the fund assets Agency Broker/PB Model Standard SPSA Citi® Model C/SPSA+ Manager Instruct s GC under POA provided by Depositary/Trustee Depositary Bank/Trustee Global Custodian Manager Depositary Bank/Trustee Manager Depositary Bank/Trustee Appoints GC Instruct s GC under POA provided by Depositary/Trustee Appoints GC Instruct s GC under POA provided by Depositary/Trustee Appoints GC Domicile of the Fund Global Custodian Domicile of the Fund Global Custodian Domicile of the Fund Local Custodian No contractual relationship between local custodian and EP Local Custodian Shares are no longer within SSE Shares are pre- delivered to local broker Local Custodian transfer shares to EP the custodian chain Not true RVP/DVP Stock Connect EP (HK Broker) Maintains account with HKSCC/CCASS shares are held by the broker at the local depository (CCASS) HKSCC/CCASS (CSD) Hong Kong Mainland China ChinaClear (CSD) Stock Connect EP (HK Broker) Maintains account with HKSCC/CCASS HKSCC/CCASS (CSD) Hong Kong Mainland China ChinaClear (CSD) Local Custodian Maintains account with HKSCC/CCASS Shares are held by the local custodian bank at the local depository (CCASS) Custodian maintain full control of the shares at all time HKSCC/CCASS (CSD) Hong Kong Mainland China ChinaClear (CSD) 15 citi H

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