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Investor Presentaiton

Challenges facing Wholesale ■Fixed Income revenue declining against market backdrop Cost flexibility constrained owing to rigid indirect costs Wholesale revenue, costs, PTI (billions of USD) Revenue 2 1 NOMURA 7.0 7.7 7.6 7.2 6.0 6.8 6.5 4.9 -24% Costs 7.5 6.9 6.5 -8% 6.4 5.9 5.6 5.3 5.1 (Direct Costs) 5.1 4.8 4.6 4.5 4.0 3.7 3.5 -11% 3.3 (Indirect Costs¹) 2.4 2.1 2.0 1.9 1.9 1.8 1.8 -1% 1.8 FY 11/12 FY 12/13 FY 13/14 FY 14/15 FY 15/16 FY 16/17 FY 17/18 FY 18/19 1-3Q (Annualized)² PTI -0.5 0.8 1.1 0.7 0.1 1.5 0.9 -0.2 1. 2. Indirect costs include Corporate expenses directly related to Wholesale and other Corporate expenses allocated to Wholesale based on certain criteria. On April 1, 2018, Nomura adopted Accounting Standards Update 2014-09 "Revenue from Contracts with Customers" and revenues and expenses related to certain Execution Services transactions are now shown as net value rather than gross value. As a result, revenues and expenses for FY2018/19 1-3Q declined by approx. 13.4 billion yen. Excluding Goodwill impairment charge of 81 billion yen in Q3 FY 18/19. 2
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