3Q 2021 Investor Presentation
Corporate Governance
Adopted the principles set forth as a framework for the governance of
the Company
>>> Professional integrity
» Systematic risk management
»
Diverse Board membership and skill sets
» Separate CEO and Chairman positions
» Implementation of Lead Independent Director
within the Board
» Active stockholder engagement
Executive compensation metrics include a mix of
the following, as disclosed in the 2021 Proxy
Statement1:
» Members of the executive leadership team are
evaluated on demonstrated commitment to
diversity, equity and inclusion plans and other
sustainability initiatives
» Completed a materiality assessment to identify the
most salient sustainability issues
»
»
» Moody's Corporation EPS and operating income
MIS operating income and ratings performance
MA operating income and sales
» Strategic and operational²
1.
2.
While the Company reports its financial results in accordance with U.S. GAAP, financial performance targets and results under the Company's incentive plans are based on adjusted financial measures. These metrics and the related
performance targets are relevant only to Moody's executive compensation program and should not be used or applied in other contexts.
This measure is a qualitative assessment of strategic and operational metrics tied to key non-financial business objectives, such as sustainability goals, that contribute to the Company's business success and are certified by the
Compensation & Human Resources Committee at the beginning of the performance period. The Committee assessed the achievement of the metric by evaluating performance against the following objectives: (i) business focus and
innovation and growth; (ii) people and culture; (iii) operating effectiveness and efficiency; and (iv) quality and risk management.
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3Q 2021 Investor Presentation
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