Investor Presentaiton
Hong Kong Investor ID Regime
Relevant Regulated Intermediary
A licensed or registered intermediary which:
un
submits or arranges to submit for execution an on-exchange order ("On-Exchange Order")
carries out an off-exchange trade executed outside the exchange's automatic order matching
system ("Off-Exchange Trade") which is subject to the reporting requirement to the exchange
("OE Trade Reporting")
carries out an off-exchange order ("Off-Exchange Order")
in connection with "Specified Activities"
is a "Relevant Regulated Intermediary"
"Specified Activities" is defined as (i) proprietary trading; and (ii) the provision of securities
brokerage services for a person in respect of order placed through an account opened and
maintained for that person (our emphasis added)View entire presentation